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Palmer Group is partnering with our client to fill the role of Senior Compliance Analyst – Advertising. This role involves reviewing advertising content and product collateral to ensure compliance with applicable laws and regulations, collaborating with cross-functional teams for necessary adjustments, and providing compliance support to the organization. If you have a background in compliance and are committed to upholding regulatory standards in the advertising field, we invite you to apply for this position today! 


  • Review advertising content and product-related collateral for compliance with applicable laws, regulations, and internal guidelines
  • Evaluate risks and work with other departments to implement required changes
  • Complete filings with appropriate regulatory bodies, including FINRA and individual states
  • Communicate with internal and external customers on the company’s advertising guidelines and procedures
  • Provide advertising compliance support to the business, managing expectations and building effective partnerships
  • Work with business partners to ensure recommended changes to advertising and marketing collateral are implemented
  • Ensure appropriate document retention for advertising review projects
  • Support internal operations to ensure continued compliance with policy/contract language for all in-force policies
  • Lead projects as assigned, and direct work during those projects as necessary
  • Conduct research and interpret laws and regulations, making changes to company policies and procedures as required to ensure compliance
  • Provide input for compliance reviews based on internal experience and operational knowledge
  • Perform other related work as assigned


  • Bachelor’s degree in business or related field of study
  • 5+ years of related compliance or operational risk management experience
  • Fixed Indexed Annuity and Registered Product compliance experience are highly preferred
  • Experience with FINRA advertising filing
  • Experience with a registered investment advisor or broker/dealer preferred
  • Experience working with standard concepts, practices, and procedures related to life and annuity compliance preferred

Work Model: 

  • On-site 

Interested and qualified candidates can contact Palmer Group at (515) 225-7000 or email

Ref: JOB-43981

Palmer Group

(515) 225-7000

3737 Woodland Ave, Suite 200, West Des Moines, IA 50266

    • Job type: Direct Hire
    • Location: Des Moines, Iowa
    • Date posted:
    • Salary:
      $75000 - $100000 per Year