Compliance Director

Are you ready to lead compliance efforts with unparalleled expertise and dedication? Palmer Group has partnered with this reputable client in their search for a compliance director. As the Compliance Director, you will be pivotal in ensuring the organization adheres to the highest regulatory compliance standards. You will be responsible for participating in the education and development of internal and external parties by providing ERISA technical guidance and quality review feedback. Additionally, you will update compliance materials, participant forms, letters, and distribution packages to reflect the latest law changes and disclosures. Your expertise will be crucial in effectively resolving escalated technical issues from clients and internal staff, maintaining an expert-level knowledge of qualified plan regulations, and performing or reviewing nondiscrimination testing and other compliance testing for 401(k) and pension plans. Apply now to be considered!

Work model:

  • Hybrid

What you will do:

  • Engage in the education and development of internal and external parties by offering ERISA technical guidance and quality review feedback
  • Revise compliance materials, participant forms, letters, and distribution packages to reflect law changes and disclosures
  • Resolve escalated technical issues from clients and internal staff effectively
  • Support plan design for existing and onboarding clients
  • Maintain expert-level knowledge of qualified plan regulations
  • Perform and review nondiscrimination testing and other compliance testing for 401(k) and pension plans

What you will need to be successful:

  • College degree or relevant work experience is required
  • QKA (Qualified 401(k) Administrator) designation preferred
  • 5+ years of retirement or pension experience preferred
  • Ability to read and interpret plan documents
  • Expert knowledge of ERISA, IRS, and DOL regulations

Benefits overview:

  • Health, vision, and dental insurance
  • 401k
  • PTO

Interested and qualified candidates can contact Palmer Group at (515) 225-700 or email afjobs@thepalmergroup.com.

Palmer Group Financial

3737 Woodland Ave, Suite 200, West Des Moines, IA 50266

Reference: JOB-46202

Location: Des Moines, Iowa

Work Type: Direct Hire

Work Model: Hybrid

Salary: $80,000 – $100,000 per Year

Apply now

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