Our client, a thriving firm in Des Moines, is seeking a FINRA Client Services Specialist to join their team. Ideal candidates must be highly adept at learning and growth opportunities in the investment industry and currently hold FINRA Series licenses. Those with industry experience, strong communication skills, a talent for relationship-building, and strong computer skills will be well-positioned to succeed in this role. If you hold the required licenses and are looking to join a positive work environment, apply now!
Work model:
- On-Site
- Monday – Friday
- 8:00 AM – 5:00 PM
What you will do:
- Direct phone calls and act as the main point of contact for the clientele
- Respond to client needs by opening accounts, preparing and processing forms and transactions as needed
- Open and process mail
- Run and email daily reports
- Prepare expense reimbursements
- Maintain supplies for the entire office
- Prepare client information, including portfolio reports
- Perform research as requested
- Handle money transfer requests, open new accounts, and perform additional operational support
What you will need to be successful:
- 4+ years of investment industry experience
- Series 7 and 65/66 FINRA licenses required
- Excellent Microsoft Office and computer skills, working with multiple systems
- Strong communication skills coupled with the ability to collaborate and build rapport with clients
- High-level customer service skills, internally and externally
- Ability to handle competing objectives and prioritize workflow
- Drive to learn and grow professionally
Benefits overview:
- Health, dental, and vision insurance
- 401k
- PTO
Interested and qualified candidates can contact Palmer Group at (515) 225-7000 or email resumes@thepalmergroup.com.
